Rushmore Loan Management Services

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SVP, Internal Auditor

SVP, Internal Auditor

Job ID 
Job Locations 
Internal Audit
Regular Full-Time
FLSA Status 

More information about this job




The SVP, Internal Auditor is responsible for working closely with senior management to facilitate the identification and resolution of risk and control issues.



  • Manage the Internal Audit Group.
  • Plan, execute, deliver and effectively collaborate on integrated internal control audits:
  • Prepare and generate risk assessment and audit plans with specific issues to be evaluated. Liaise between the department and key business partners/business executives in the development and execution of the audit plan.


    • Conduct audits following detailed procedures developed by the Internal Audit team.
    • Review the results with management to assure accuracy and completeness, and prepare remediation plans to follow upon any adverse findings.
    • Develop formal written reports to effectively communicate audit results, potential exposures and recommendations to management.
    • Track remediation plans to conclusion (which may require re-auditing).
    • Ensure that audit issues and associated root causes are understood, well defined and presented to senior management.
    • Interact with audit committee and board members to present audit findings.
  • Participate in process changes and provide consulting advise on new projects as it relates to internal controls
  • Investigate activity deemed as illegal or dishonest reported through the Whistleblower program then working with Legal, Compliance and HR, to determine fault or corrective measures
  • Manage third party resources, vendors, and consultants, as necessary
  • Support other department initiatives and deliverables as needed
  • Refine audit system to analyze and retain data and other findings; apply leading edge and other automated tools
  • Provide development and mentoring to audit staff
  • Perform all other duties as assigned.



  • Ability to use influence rather than mandate to connect with a wide variety of stakeholders to win their support and commitment.
  • Proven ability to build credible, effective working relationships across a diverse group of stakeholders.
  • Proven ability to effectively communicate, both written and verbally.
  • Proven track record of leading large, complex projects and driving them to completion on time and within budget.
  • Effective at setting high standards for both personal and team productivity.
  • Expert knowledge of audit methodology, practices, and trends, including statistics based auditing methods.
  • Proven problem solving skills that add value to areas audited.
  • Detail oriented and highly organized.
  • Ability to multitask and meet deadlines.
  • An understanding of mortgage origination and servicing practices preferred.



  •  Bachelors’ Degree required
  • 8+ years of external and/or internal audit or audit-related experience, preferably Financial Services with a focus on retail lending including servicing.
  • Hands-on understanding of the financial service industry including knowledge of capital markets and/or brokerage.
  • Professional audit certifications (e.g., CPA, CIA, CISA) and registration/licensing preferred.



  • PC running on Microsoft Windows
  • MS PowerPoint and Excel Intermediate level

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